Securities Operations Manager
Wells Fargo (company site, opens in a new tab)5+ yrsBengaluruOn-siteDirect career pageEst. 12–22 LPA
Posted 7d ago
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Job description
Structured overview of role & requirements
About This Role
- Lead Advisory Allocations and Trade Processing, accountable for accurate, timely and controlled trade allocations, billing instructions, ex-clearing and step-out transactions, and settlement-break resolution.
- Own operational risk, controls, service levels, capacity and escalations; drive root-cause fixes for recurring errors, breaks and control gaps.
- Lead managers and teams, and deliver process simplification, automation and standardization while maintaining controls.
Minimum Requirements
- Work Experience Required: 5+ years in securities operations or a closely related financial-services area; 2+ years of leadership experience.
- People-management experience leading multiple operational teams and/or frontline managers.
- Strong understanding of the securities trade lifecycle, including allocations, settlement, exceptions and break management, with experience in time-sensitive, risk-sensitive operations.
- Experience managing operational controls and escalations, working with global teams and senior stakeholders, and driving process improvement or transformation.
Ideal Candidate Profile
- Has hands-on securities operations expertise across trade allocation and settlement, and can connect upstream and downstream trade lifecycle impacts.
- Has led multiple teams or frontline managers in a control-focused operation, with accountability for risk, service delivery and complex escalations.
- Can improve operational efficiency through root-cause analysis, automation or standardization while coordinating across U.S. and India stakeholders.