Compliance Specialist - Personal Account Dealing
Wells Fargo (company site, opens in a new tab)2+ yrsHyderabadOn-siteDirect career pageEst. 8–12 LPA
Posted 8h ago
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Job description
Structured overview of role & requirements
About This Role
- Support risk-based compliance oversight for Personal Account Dealing and related registration processes, including monitoring execution and applying regulatory and corporate policy requirements.
- Track compliance issues and regulatory changes; support escalation, remediation plans, management reporting, and recommendations.
- Maintain accurate data, troubleshoot system issues, and identify process and risk-control improvements as an individual contributor.
Minimum Requirements
- Work Experience Required: 2+ years of Compliance experience, or equivalent demonstrated through work experience, training, military experience, or education.
- Strong Excel skills.
- Communication skills.
Ideal Candidate Profile
- Has Personal Account Dealing experience; the JD lists this as desirable and also identifies 2+ years of PAD experience as a desired qualification.
- Can apply compliance rules to operational matters, monitor controls, and support issue remediation and regulatory-change work.
- Fits an individual-contributor role involving accurate data handling, system troubleshooting, and coordination across multiple people.