Trade and Transaction Reporting Specialist
Wells Fargo (company site, opens in a new tab)4+ yrsBengaluruOn-siteDirect career pageEst. 10–18 LPA
Posted 1d ago
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Job description
Structured overview of role & requirements
About This Role
- Support end-to-end institutional trade flow lifecycle including client account onboarding, funding, securities settlement, and general ledger reconciliation.
- Lead and manage moderately complex projects, process improvements, and multi-group issue resolution within trade and transaction reporting.
- Oversee compliance with regulatory trade reporting (FINRA CAT, TRACE, LOPR, EBS) including review, data validation, error correction, and collaboration with Technology and Middle Office teams.
Minimum Requirements
- 4+ years Institutional Investment Operations experience (or equivalent through other means).
- Experience with FINRA trade reporting systems including CAT, TRACE submissions, and Large Options Positions Reporting.
- University degree or equivalent education in a relevant field (financial markets coursework preferred).
- Work Experience Required: 4+ years Institutional Investment Operations or equivalent.
Ideal Candidate Profile
- Experienced in capital markets operations or compliance surveillance with strong knowledge of US/EMEA securities regulations and trade reporting requirements.
- Demonstrated capability in process improvement, data analysis, and use of business intelligence tools such as Excel, Tableau, PowerBI, Alteryx.
- Skilled in technology collaboration, regulatory data quality control, and project leadership within trade reporting or financial operations environments.