Investment Compliance Analyst
State Street Corporation (company site, opens in a new tab)HyderabadOn-siteDirect career pageEst. 7–15 LPA
Posted 1d ago
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Job description
Structured overview of role & requirements
About This Role
- Onboard new investment compliance clients by interpreting their prospectus and investment mandates to create compliance rule matrices.
- Manage and update compliance rules, liaising with clients and internal coding teams to ensure accurate daily and monthly compliance reporting.
- Identify operational risks and ensure adherence to procedures, while responding to ad-hoc compliance queries and unusual transaction activities.
Minimum Requirements
- Knowledge of U.S. Investment Companies Act of 1940 or UCITS mandatory.
- Experience working in financial services, securities sector, or capital markets required.
- Work Experience Required: Not explicitly mentioned in the JD.
- Effective communication and analytical skills explicitly noted; no explicit degree or location requirement stated.
Ideal Candidate Profile
- Experienced in interpreting complex investment guidelines and regulatory requirements for compliance purposes.
- Comfortable coordinating between clients, internal coding teams, and compliance reporting units in a structured procedural environment.
- Skilled at operational risk identification and procedural improvements within investment compliance settings.