Manager - Investment Compliance Monitoring (Japanese Language)
Fidelity International (company site, opens in a new tab)7+ yrsGurugramOn-siteDirect career pageEst. 16–28 LPA
Posted 13h ago
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Job description
Structured overview of role & requirements
About This Role
- Monitor trading activity on Tokyo Stock Exchange to detect suspicious transactions and potential market abuse.
- Use proprietary and market-leading tools to perform exception monitoring and investigate incidents related to best execution, market conduct, conflicts of interest, etc.
- Coordinate with internal teams and regulators, support regulatory inspections, and contribute to policy and process improvements in investment compliance.
Minimum Requirements
- Native or highly fluent Japanese speaker with successful completion of JLPT N1.
- Fluency in English required.
- 7+ years experience in financial services in compliance monitoring, oversight, surveillance, or securities operations, with understanding of equities trading.
- Good understanding of Japanese financial regulations including Financial Instruments Exchange Law, JSDA Rules, and Tokyo Stock Exchange Regulations.
Ideal Candidate Profile
- Experienced in handling regulator or exchange enquiries, investigations, and supporting regulatory inspections.
- Strong analytical skills with ability to identify unusual trading patterns, document investigations clearly, and escalate issues appropriately.
- Comfortable collaborating across global teams and articulating issues to senior management with sound judgment and professional skepticism.