Investment Oversight -Team Lead
State Street Corporation (company site, opens in a new tab)BengaluruOn-siteDirect career pageEst. 20–35 LPA
Posted 10h ago
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Job description
Structured overview of role & requirements
About This Role
- Interpret and review investment management documents, ensuring compliance with guidelines and regulatory requirements.
- Oversee setup and maintenance of investment compliance rules within monitoring systems; manage post-trade compliance alerts and breach investigations.
- Drive process improvements, automation initiatives, and collaborate with IT and data teams to enhance compliance monitoring frameworks and technology.
Minimum Requirements
- Experience with compliance monitoring platforms such as Sentinel, Charles River, Aladdin, Bloomberg AIM, or similar.
- Strong understanding of investment compliance, portfolio guidelines, and regulatory environment; experience interpreting IMAs and regulatory documents.
- Work Experience Required: Not explicitly mentioned in the JD.
- Proficiency in data analysis and Microsoft Office, especially Excel.
Ideal Candidate Profile
- Experienced in institutional asset management or related domains such as mutual funds, UCITS, ERISA, 40 Act, pension funds, or separately managed accounts.
- Skilled in compliance rule coding, testing, and post-trade monitoring system configuration.
- Able to operate effectively in a global, cross-functional environment managing stakeholder relationships and driving operational excellence.