Senior Compliance Analyst
Invesco (company site, opens in a new tab)4–6 yrsHyderabadOn-siteDirect career pageEst. 12–22 LPA
Posted 11h ago
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Job description
Structured overview of role & requirements
About This Role
- Manage and monitor daily investment compliance alerts, portfolio transactions, and breaches in accordance with regulations like UCITS, FCA, COLL for EMEA region.
- Maintain compliance systems such as Compliance Block facility and OMS, and resolve queries from Regional Compliance teams ensuring timely breach resolution.
- Support compliance monitoring activities, controls, process improvements, compliance projects, UAT, and quality checks for the Investment Compliance Center of Excellence.
Minimum Requirements
- 4-6 years of relevant work experience in asset management compliance or regulatory environment specifically with investment advisors or mutual funds.
- Strong knowledge and experience with Equity, Fixed Income, ETF products, UCITS Funds, Institutional Products, and 40 Act Funds.
- Experience with regulatory frameworks such as SEC, ERISA, CSSF, and FCA.
- Mandatory academic qualifications: B.Com, M.Com, MBA, CA, or a degree in Commerce/Finance.
Ideal Candidate Profile
- Experienced in independently handling investment compliance monitoring, complex breach analysis, rule coding/testing and stakeholder engagement.
- Skilled in interpreting complex investment guidelines and automated compliance monitoring systems.
- Able to work flexible shifts aligned primarily with EMEA timings (12:30 PM to 9:30 PM IST) and adapt to possible changes due to operational needs or DST.