Central Compliance, NCT
Deutsche Bank (company site, opens in a new tab)2+ yrsMumbaiOn-siteDirect career pageEst. 8–14 LPA
Posted 8h ago
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Job description
Structured overview of role & requirements
About This Role
- Oversee and conduct daily surveillance of alerts related to Trade, Information Barrier, and Communication Surveillance, ensuring timely action.
- Collaborate with Country Compliance Officers, business units, and Operations to investigate surveillance alerts and implement system and program enhancements.
- Manage multiple surveillance requests across regions, maintaining effective working relationships to deliver the surveillance program.
Minimum Requirements
- Minimum 2+ years experience in Trade or Information Barrier Surveillance or relevant field.
- Bachelor’s or Master’s degree in Commerce, Finance, or MBA in Finance or related field.
- Proficiency in data analysis and MS Office, especially advanced Excel and PowerPoint.
- Location requirement: Based in Mumbai, India; must work APAC shift (Monday to Friday 08:00 am to 05:00 pm IST) with flexibility.
Ideal Candidate Profile
- Experienced in trade life cycle, market structure, and products including Equity, Fixed Income, Foreign Exchange, Listed Derivatives, and Information Barrier surveillance.
- Skilled at communicating complex surveillance findings to both technical and non-technical stakeholders.
- Able to leverage AI tools to improve productivity and workflows while applying critical judgment for ethical use of data and outputs.