Regulatory & Client Classifications, AVP
Deutsche Bank (company site, opens in a new tab)10–12 yrsBengaluruOn-siteDirect career pageEst. 25–40 LPA
Posted 15h ago
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Job description
Structured overview of role & requirements
About This Role
- Ensure accurate interpretation and implementation of key US, EMEA, and APAC regulatory frameworks related to client classification and onboarding processes.
- Manage daily control and exception reporting, performing root cause analysis and coordinating remediation with multiple stakeholders including Compliance, Legal, and Client Onboarding teams.
- Develop and maintain Key Operating Procedures, provide regulatory guidance, conduct quality assurance reviews, and deliver training to support compliance and smooth client onboarding.
Minimum Requirements
- 10-12 years of relevant experience in regulatory compliance, client classification, KYC/onboarding within investment banking or similar financial sectors.
- Strong knowledge of regulatory frameworks including MiFID II, EMIR, Dodd-Frank, SEC regulations, with operational exposure to EMEA and US regulations.
- Proficiency in Microsoft Excel including pivot tables, VLOOKUPs; knowledge of MS Office suite and Outlook.
- Work Experience Required: 10-12 years as stated in the JD.
Ideal Candidate Profile
- Experienced in operating within complex regulatory and banking environments with a focus on client classification and regulatory account remediation.
- Capable of independently managing multiple priorities in a fast-paced, unstructured environment with strong analytical and problem-solving skills.
- Demonstrated ability to partner cross-functionally with Compliance, Legal, Front Office, and Operations teams to ensure regulatory adherence and operational efficiency.