Manager, Compliance - Stockbroking
PhonePe (company site, opens in a new tab)5–8 yrsBengaluruOn-siteDirect career pageEst. 12–20 LPA
Posted 2h ago
Reach people at PhonePe
People at this company you can reach
Log in to see who works here
Create a free account or log in to see the people at PhonePe you could write to:
- Recruiters & HR
- People in this function
- Work addresses
Your match
Against your primary resume
Log in to see your match score
Create a free account or log in to unlock your CV match score across:
- Role fit
- Experience
- Industry relevance
Protocol Intelligence
How competitive this role is
Competition
Background fit
Strictness
Log in to see why each signal reads the way it does.
Job description
Structured overview of role & requirements
About This Role
- Manage and oversee daily compliance operations ensuring adherence to regulations from MCX, SEBI, NSE, BSE, CDSL, and others.
- Conduct compliance audits and risk assessments, identify gaps, and recommend corrective measures to maintain market integrity.
- Lead regulatory inspections, handle submissions and reports, and support senior leadership in regulatory strategy and engagement.
Minimum Requirements
- 5-8 years of experience in compliance, risk management, or regulatory functions within stock broking or capital markets.
- Strong knowledge of SEBI regulations, exchange rules, and compliance frameworks.
- Experience with commodity-related inspections and product knowledge in stock broking.
- Work Experience Required: 5-8 years in relevant domain.
Ideal Candidate Profile
- Experienced in managing compliance across multiple Indian financial exchanges and regulatory bodies relevant to stock broking.
- Skilled at regulatory risk assessment, audit management, and translating complex rules into operational controls.
- Capable of coordinating with internal teams and regulators to maintain compliance and implement regulatory changes efficiently.