Compliance Operations Analyst
PanAgora Asset Management, Inc. (company site, opens in a new tab)2–4 yrsBengaluruHybridDirect career pageEst. 8–12 LPA
Posted 1d ago
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Job description
Structured overview of role & requirements
About This Role
- Support regulatory compliance, licensing, registration, and broker-dealer operations through operational activities, documentation, and data quality management.
- Maintain and produce operational reports, dashboards, and metrics related to Compliance Operations performance and regulatory obligations.
- Coordinate regulatory training programs, attestations, and documentation supporting examinations, audits, and internal reviews.
Minimum Requirements
- Bachelor's degree in Business, Finance, Accounting, Information Systems, or related discipline or equivalent experience.
- 2–4 years experience in financial services, operations, compliance, business support, or related analytical role.
- Experience working in a regulated or process-driven environment and producing operational reports or management metrics.
- Proficiency in Microsoft Excel, Word, and PowerPoint; strong analytical and organizational skills.
Ideal Candidate Profile
- Experience with financial services compliance operations, including licensing, securities registration, and broker-dealer activities.
- Ability to analyze operational data across multiple systems to identify trends and opportunities for process improvement.
- Experience coordinating regulatory deadlines, training administration, and supporting regulatory examinations or audits.