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Job Description
Structured overview of role & requirementsAbout This Role
Monitor, review, and prepare regulatory reports and disclosures including substantial shareholding reports to ensure compliance with global regulatory requirements, especially in the Americas.
Lead and manage the team responsible for consistent day-to-day production, including resource planning, workload allocation, coaching, and career development.
Engage with global compliance and legal teams to assess, document, monitor, and implement compliance controls and respond to queries and compliance issues independently.
Minimum Requirements
10-15 years of relevant work experience in Compliance or regulatory environment within investment advisor or mutual fund group.
Bachelor's degree required; Master's degree in Commerce or Finance preferred.
Proficiency in MS Office and strong analytical and communication skills.
Workplace requires in-office presence at least four days a week in designated office (hybrid work model).
Ideal Candidate Profile
Experienced in financial products and mutual fund industry with solid knowledge of global regulatory requirements and reporting changes, especially in the Americas.
Demonstrated people management skills including team leadership, mentoring, coaching, workload management, and development of team members.
Capable of working effectively across time zones with strong interpersonal skills and readiness to handle compliance-related issues and projects independently.