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Job Description
Structured overview of role & requirementsAbout This Role
Own end-to-end compliance for Portfolio Management Services (PMS), ensuring adherence to onboarding, approval, advertising, and operational compliance requirements.
Manage compliance for wealth management product distribution and digital offerings, including data protection regulations.
Oversee AML compliance, transaction surveillance, and coordinate risk control and internal audit functions for effective regulatory governance.
Minimum Requirements
CA, CS, MBA, or equivalent professional qualification required.
4-5 years of relevant experience in securities market, preferably in Asset Management or PMS domain.
Strong expertise in regulatory frameworks related to PMS and wealth management compliance.
Work Experience Required: 4-5 years in securities market with focus on Asset Management or PMS.
Ideal Candidate Profile
Experienced in managing compliance across multiple financial service verticals including PMS, wealth management, and digital finance products.
Comfortable operating in a regulatory-intensive environment with responsibility for AML, surveillance, and internal audits.
Demonstrates strong knowledge of regulatory frameworks and ability to implement risk control processes within financial services.