Securities Operations Associate

Handle low complexity lifecycle support tasks within Securities Operations and identify opportunities for process improvement.

Provide operational support in trade lifecycle processes including client onboarding, cash payments, funding operations, custodial operations, securities settlement, and reconciliation.

Support resolution of low complexity issues, manage escalated cases within responsibility, and assist in implementing new or revised processes and projects across teams.

At least 6 months of Securities Operations experience or equivalent demonstrated through work experience, training, military experience, or education.

Minimum 3+ years of Trade Settlements experience with strong understanding of trade lifecycle, settlements, reconciliation, and exception management.

Work Experience Required: Minimum 3+ years in Trade Settlements operations as specifically mentioned under Job Expectations.

No explicit mention of mandatory degrees, certifications, or location requirements.

Strong experience and hands-on knowledge in domestic and/or international Trade Settlements operations covering trade matching, confirmation, allocation, reconciliation, and post-settlement activities.

Ability to manage trade settlement exceptions, failed trades, unmatched trades (DKs), and break resolution effectively.

Familiarity with multiple financial product settlements such as Equity, Fixed Income, FX, Mutual Funds, or others to support end-to-end trade lifecycle operations.