Investment Operations - Risk & Control - Senior Vice President

Lead design, development, and implementation of Citi's comprehensive controls program for Global Wealth Investments Operations, covering Securities, Brokerage, Alternative Investments, and Capital Markets.

Drive controls enhancements focusing on automation, standardization, and risk reduction while ensuring operations remain within the firm’s Risk Appetite.

Collaborate with stakeholders to assess risks, develop mitigation strategies, and provide regular senior management updates on controls effectiveness and compliance.

10+ years experience in operational risk management, compliance, audit, or control-related functions within financial services.

Strong domain knowledge in Investments including Securities, Corporate Actions, Mutual Funds, Settlement, Income Processing, Security Pricing, Brokerage Operations, Alternative Investments, and Capital Markets.

Bachelor’s degree required; Master’s degree preferred.

Expert understanding of compliance laws, Citi’s Policies, Standards, Procedures, and controls execution.

Experienced leader managing large teams and leading control-related projects and programs within investment operations or financial services risk.

Strategic thinker with ability to identify and measure key risks, implement controls improvements, and influence executive decision-making.

In-depth knowledge of investment operations risk profiles and enterprise risk management frameworks relevant to a global financial institution.