DWS AFC & Compliance Team (Data Analytics & Monitoring), AVP
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Job Description
Structured overview of role & requirementsAbout This Role
Lead and own Compliance Calibration and Effectiveness control reviews, including strategy setting, execution, and delivery of outcomes and recommendations for remediation.
Evaluate control effectiveness through detailed assessment of risks, control design, implementation, and evidence applying professional judgement.
Manage the Compliance Calibration and Effectiveness programme delivery, stakeholder engagement, reporting, and continuous improvement initiatives including supporting Data Management and Information Security efforts.
Minimum Requirements
Relevant professional experience in compliance, risk, audit, or related oversight/assurance function involving control/process assessment or testing.
Strong understanding of control frameworks and assurance principles with ability to apply professional judgement in evaluations.
Work Experience Required: Not explicitly mentioned in the JD.
Not explicitly mentioned: mandatory degree, notice period, or strict location constraints beyond Mumbai location.
Ideal Candidate Profile
Experienced in compliance or risk functions with ownership of complex control effectiveness reviews under professional frameworks.
Capable of working independently managing multiple priorities with strong judgement and accountability.
Comfortable engaging with stakeholders to challenge, communicate complex issues clearly and deliver evidence-based conclusions.
