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Job Description
Structured overview of role & requirementsAbout This Role
Lead and mentor a team of compliance analysts and managers to ensure accurate and timely delivery of investment compliance tasks and client requests.
Interpret investment mandates, code compliance rules within Aladdin order management system, and oversee technical compliance reporting projects to identify breaches and mitigate risks.
Collaborate with internal stakeholders and external partners like BlackRock Solutions to resolve system issues, enhance data quality, and support fund managers with compliance-related queries.
Minimum Requirements
Experience Required: Not explicitly mentioned in the JD.
Strong knowledge of investment compliance including rule coding and breach investigation within asset management context.
Familiarity with ESG guidelines and frameworks, and experience with Aladdin order management system or similar compliance reporting tools.
Ability to manage client-specific compliance requirements and coordinate with external vendors like BlackRock Solutions.
Ideal Candidate Profile
Experienced in leading and developing teams in a technical compliance environment focused on investment mandates and regulatory adherence.
Skilled in interpreting complex regulatory and client investment guidelines and translating them into operational compliance solutions.
Comfortable working directly with investment managers and cross-functional operations teams to resolve compliance breaches and improve data/process quality.