Wealth Regulatory Reporting Operations AVP
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Job Description
Structured overview of role & requirementsAbout This Role
Oversee non-financial regulatory reporting deliverables ensuring accuracy, timeliness, and strong control environment.
Lead process improvements, automation initiatives, and root cause analyses to enhance regulatory reporting operations.
Coach junior team members and collaborate with stakeholders for reporting governance, audits, and regulatory examinations.
Minimum Requirements
5-8 years experience in Operations with preference for regulatory reporting.
Bachelor's degree in Finance, Accounting, Business, or related field; Master's degree is a plus.
Proven experience handling transactional regulatory reporting and operational controls.
Experience with data automation/analytics tools (e.g., Xceptor, Alteryx) is a significant plus; knowledge of AI prompt development is desirable.
Ideal Candidate Profile
Experienced in managing end-to-end regulatory reporting in a matrixed cross-functional environment.
Skilled in control framework enhancement, audit support, and governance reporting related to regulatory submissions.
Strong analytical skills with hands-on experience in process automation and stakeholder communication.