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Job Description
Structured overview of role & requirementsAbout This Role
Lead and manage a team of 10-12 direct reports and oversee up to 24 indirect reports, or manage operations individually as required.
Drive AML KYC processes including investor onboarding, customer due diligence, transaction monitoring, and reconciliation of cash and unit accounts across multiple jurisdictions.
Lead User Acceptance Testing and project initiatives aligned with business objectives while ensuring process productivity, quality targets, and stakeholder engagement with country offices, compliance, and IT teams.
Minimum Requirements
Post-graduate diploma or degree in Commerce or equivalent financial background; AML KYC and relevant risk certifications.
5-7 years of experience in securities processing environment focusing on AML KYC processes, with at least 24 months specifically in Transfer Agency Operations AML KYC.
Currently in the role for a minimum of 12 months.
Relevant CISI Chartered Institute for Securities and Investment certifications mandatory.
Ideal Candidate Profile
Experienced in Transfer Agency operations including registration, dealing, payments, and reconciliation within securities or mutual/hedge fund domains.
Strong leadership and organizational skills demonstrated by team development, capacity management, and MI reporting capabilities.
Analytical mindset with expertise in audit controls, compliance requirements, risk minimization, process improvements, and data-driven decision making.