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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 brand, metro location, mid-level role and broad operations scope create high competition.
Securities operations and regulatory expertise produce high domain specialization, reducing transferability.
Mandatory 4+ years, leadership requirement, FINRA/licensing and compliance demands make shortlisting highly strict.
Job Description
Structured overview of role & requirementsAbout This Role
Manage a team of alternative investment operations managers and analysts focused on financial accounting, tax reporting, and client services.
Drive operational strategy, process improvements, risk controls, and due diligence of external investment managers.
Oversee administration of third party distribution of alternative investments and manage resources and talent development.
Minimum Requirements
4+ years of Securities Operations experience or equivalent (via work experience, training, education, or military).
1+ years of leadership experience managing teams.
Willingness to work 6:30PM to 3:30AM IST shift.
Must obtain and maintain FINRA licenses (Series 7 and 63 or equivalents) within a 90-180 day period after hire; compliance with licensing regulations mandatory.
Ideal Candidate Profile
Experienced in alternative investments operations with emphasis on financial and tax reporting, operational due diligence, and client services.
Capable of strategic management including resource allocation, policy development, and leading operational improvements.
Comfortable working in US regulatory environment and managing cross-functional teams during India-based night shift.