GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing
Morgan Stanley (company site, opens in a new tab)2+ yrsMumbaiOn-siteDirect career pageEst. 8–18 LPA
Posted on 25 Sept
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Job description
Structured overview of role & requirements
About This Role
- Review and investigate flagged transactions and exceptions for potential suspicious activities according to the GFC Procedures Manual, applying a risk-based approach.
- Perform outreach to internal teams for clarifications on alerts and escalate potentially suspicious activities for further investigation.
- Ensure high-quality documentation of review outcomes, adherence to SLAs, regulatory requirements, and proactively identify and escalate risks to the GFC program.
Minimum Requirements
- Minimum 2+ years experience in AML, Due Diligence, Transaction Monitoring within financial or professional services sectors.
- Bachelor's degree from an accredited college or university.
- Availability for Monday to Friday coverage from 11:30 AM to 8:30 PM India time with some flexibility, including India Public Holidays.
- Proficiency with MS Office, internet applications, and ability to quickly learn technical systems and programs.
Ideal Candidate Profile
- Experience working in a regulated financial environment with knowledge of broker-dealer products and financial markets.
- Demonstrated ability to work effectively across regions and business units to drive results under minimal supervision.
- Ability to manage time efficiently to meet deadlines in a fast-paced environment and recommend process improvements.