GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing
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Protocol Intelligence
Data-driven signals on your job's competitivenessStrong Tier-1 brand, mid-level generalist AML role in metro attracts many qualified applicants.
Requires AML and regulatory experience specific to financial services, limiting cross-industry transferability.
Requires explicit AML experience and regulatory domain knowledge, but no mandated certifications.
Job Description
Structured overview of role & requirementsAbout This Role
Review and investigate flagged transactions and exceptions for potential suspicious activities according to the GFC Procedures Manual, applying a risk-based approach.
Perform outreach to internal teams for clarifications on alerts and escalate potentially suspicious activities for further investigation.
Ensure high-quality documentation of review outcomes, adherence to SLAs, regulatory requirements, and proactively identify and escalate risks to the GFC program.
Minimum Requirements
Minimum 2+ years experience in AML, Due Diligence, Transaction Monitoring within financial or professional services sectors.
Bachelor's degree from an accredited college or university.
Availability for Monday to Friday coverage from 11:30 AM to 8:30 PM India time with some flexibility, including India Public Holidays.
Proficiency with MS Office, internet applications, and ability to quickly learn technical systems and programs.
Ideal Candidate Profile
Experience working in a regulated financial environment with knowledge of broker-dealer products and financial markets.
Demonstrated ability to work effectively across regions and business units to drive results under minimal supervision.
Ability to manage time efficiently to meet deadlines in a fast-paced environment and recommend process improvements.