Senior Executive, Wealth Management Operations
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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 bank, metro location, and common early-career operations role elevate applicant competition.
Capital markets, KYC, and broking operations expertise strongly limit cross-industry transferability.
Explicit 1-3 years requirement plus regulatory KYC and domain-specific tool expectations increase filtering strictness.
Job Description
Structured overview of role & requirementsAbout This Role
Manage end-to-end processing of account opening, modification, closure, and transmission for Wealth Management segments including Broking, Depository, and Corporate Fixed Deposit operations.
Ensure error-free processing, adherence to turnaround times, KYC compliance, and handle regulatory reporting and audits.
Perform reconciliation, maintain coordination with multiple stakeholders, and manage IT application operations related to account processing.
Minimum Requirements
Graduate degree mandatory; NISM 6 certification preferred.
1-3 years of experience in Capital Markets/Finance-related operations or similar domains.
Proficient in Broking operations, KYC norms, SEBI, NSDL, CDSL, RBI regulatory compliance.
Work location: Mumbai; Work Type: Office-based; Permanent employment.
Ideal Candidate Profile
Experienced in Wealth Management operations with solid understanding of Capital Markets functionalities and processes.
Skilled in managing regulatory compliance and KYC standards within financial operations.
Capable of collaborating across multiple internal teams and stakeholders, handling audits, and driving process adherence under strict timelines.