Securities Operations Associate- regulatory reporting, Excel, alteryx
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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 brand, entry-level generalist operations title, and likely metro location drive high competition.
Strong securities operations and regulatory requirements limit cross-industry transferability.
Explicit 6+ months minimum plus domain-specific securities operations and Alteryx skills create moderately strict filters.
Job Description
Structured overview of role & requirementsAbout This Role
Handle low complexity lifecycle support tasks within Securities Operations and identify process improvements.
Review and resolve basic operational issues and escalations related to securities and cash transactions.
Support operational processes including client onboarding, cash payments, securities settlement, reconciliations, and assist in project implementation and analysis.
Minimum Requirements
At least 6 months of Securities Operations experience or equivalent through work experience, training, military experience, or education.
Not explicitly mentioned: strict educational degree requirements or location constraints.
Work experience required: Minimum 6 months in Securities Operations or equivalent.
Notice period: Not explicitly mentioned in the JD.
Ideal Candidate Profile
Candidates comfortable operating within defined judgment parameters and managing routine low-risk issues in securities operations.
Experience or foundational knowledge in multiple operational functions like custodial operations, client onboarding, and reconciliations.
Able to support process improvements and work collaboratively to resolve issues with internal and external stakeholders.
