Institutional Investment Operations Specialist - EMEA Transaction Reporting QA
Wells Fargo (company site, opens in a new tab)2+ yrsBengaluruOn-siteDirect career pageEst. 8–14 LPA
Posted on 23 Sept
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Job description
Structured overview of role & requirements
About This Role
- Oversee front-to-back regulatory processes and reporting mechanisms for EMEA transaction reporting with a focus on quality assurance and effective challenge.
- Monitor and analyze applicable EMEA regulatory controls, assess impacts, and document regulatory processes within the internal Regulatory Attestations & Control Tool.
- Collaborate globally and across Technology, Operations, Compliance, and Regulatory Reporting teams to drive automation, process improvements, and ensure alignment, while leading escalation and remediation efforts.
Minimum Requirements
- Minimum 2 years of Institutional Investment Operations experience or equivalent through work experience, training, military, or education.
- University degree or post-graduation in Business, Accounts, Economics, or Statistics.
- Experience specifically in EMEA/APAC regulatory reporting, with essential MiFID II experience in a regulatory-focused role within financial services.
- Work Experience Required: At least 2 years in related domain.
Ideal Candidate Profile
- Experienced in managing EMEA regulatory controls and transaction reporting QA with a focus on MiFID II and other regulations like EMIR, SFTR, MAS, HKMA.
- Demonstrated ability to drive cross-team collaboration globally and lead process documentation, training, and governance meetings.
- Familiarity with capital markets products, risk function deliverables (Key Risks & Controls), and regulatory operations systems such as Bloomberg, Cling UI, CID Database, Exceptor, TriOptima, Calypso, Tableau.