Institutional Investment Operations Specialist - EMEA Transaction Reporting QA
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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 brand and metro location increase competition, but niche regulatory focus moderates density.
Role demands specialized EMEA/APAC regulatory reporting knowledge, limiting cross-industry transferability.
Requires explicit 2+ years and specific EMEA regulatory (MiFID II) expertise, so filters are stringent.
Job Description
Structured overview of role & requirementsAbout This Role
Oversee front-to-back regulatory processes and reporting mechanisms related to EMEA transaction reporting, ensuring effective challenge and review.
Monitor, analyze, and assess impact of EMEA regulatory requirements (including MiFID II) on reporting and controls with continuous documentation and process updates.
Collaborate globally with multiple teams (Technology, Operations, Compliance) for regulatory change initiatives, lead QA reviews, escalate issues, track remediation, and drive automation to improve efficiency and control frameworks.
Minimum Requirements
Minimum 2 years of Institutional Investment Operations experience or equivalent through work, training, military, or education.
University degree or post-graduation in Business, Accounting, Economics, or Statistics.
Extensive experience with EMEA/APAC regulatory reporting requirements, specifically MiFID II is essential.
Work Experience Required: Minimum 2+ years in Institutional Investment Operations; Notice Period: Not explicitly mentioned in the JD.
Ideal Candidate Profile
Experience in a regulatory-focused role within financial services covering EMEA/APAC markets, with deep knowledge of MiFID II and other regulations like EMIR, SFTR, MAS, HKMA.
Ability to lead and coordinate cross-functional teams globally to resolve complex issues and enhance control frameworks in regulatory reporting.
Demonstrated ability to manage control reviews, remediation tracking, and present data-driven reports to senior stakeholders and governance forums.