Wealth Regulatory Reporting Operations AVP
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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 bank brand with mid-level role but niche regulatory specialization reduces applicant density.
Strong bank regulatory reporting and control expertise required, limiting easy cross-industry transferability.
Explicit 5-8 years requirement plus regulatory reporting, controls, and stakeholder experience increases screening rigidity.
Job Description
Structured overview of role & requirementsAbout This Role
Oversee non-financial regulatory reporting deliverables ensuring accuracy, timeliness, and a strong control environment.
Drive process improvements and manage projects for regulatory reporting operations including automation and remediation efforts.
Act as escalation point for junior staff, support audits and regulatory exams, and coordinate with stakeholders across Risk, Compliance, and Technology teams.
Minimum Requirements
5-8 years of experience in Operations, preferably in regulatory reporting space.
Bachelor's degree in Finance, Accounting, Business, or related field; Master's degree is a plus.
Experience with regulatory reporting processes, controls, and stakeholder management in a cross-functional matrix environment.
Proficiency or significant experience with data automation tools (e.g., Xceptor, Alteryx) is highly desirable.
Ideal Candidate Profile
Experienced in transactional regulatory reporting with deep understanding of operational processes and controls.
Capable of managing end-to-end reporting controls and supporting audit and regulatory exams.
Strong analytical skills with experience in driving process improvements and coaching junior team members in a collaborative environment.