Senior Compliance Analyst
Ameriprise FinancialMatch Score
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Protocol Intelligence
Data-driven signals on your job's competitivenessMid-level, metro location, and moderate employer brand increase applicant competition.
Requires banking-specific regulatory expertise, limiting transferability across industries.
Explicit years, mandatory banking compliance experience, and U.S. regulatory knowledge tighten screening.
Job Description
Structured overview of role & requirementsAbout This Role
Execute risk-based compliance testing and monitoring of Ameriprise Bank, FSB business functions, ensuring adherence to federal banking laws and internal policies.
Identify compliance risks and control gaps; prepare detailed observations with root cause analysis and remediation recommendations.
Support regulatory change management, collaborate with global teams, and participate in regulatory examinations and audits.
Minimum Requirements
Bachelor's Degree or equivalent combination of education and experience.
4-6 years of banking, compliance, risk, audit, regulatory or financial services experience.
Strong understanding of consumer banking products, operations, and compliance risk management frameworks.
Ability to work U.S. business hours during evening shift (4:45 PM to 1:15 AM IST).
Ideal Candidate Profile
Experienced in banking compliance with solid knowledge of U.S. federal banking regulations including CFPB, OCC, and FDIC guidance.
Proven track record conducting compliance testing, risk assessments, and reviews of marketing, customer communications, and digital content.
Comfortable working in a global environment supporting U.S. partners and collaborating across legal, risk, audit, and operational teams.