Match Score
Against your primary resumeLogin to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Protocol Intelligence
Data-driven signals on your job's competitivenessNiche SEC/IA Act expertise and seniority reduce applicant density despite metro location.
Specialized investment-adviser regulatory knowledge means low transferability across industries.
Explicit 15 years' experience requirement and mandated SEC/IA Act compliance expertise make screening highly strict.
Job Description
Structured overview of role & requirementsAbout This Role
Lead and manage a team of middle office operations professionals ensuring high-quality regulatory and compliance service delivery.
Oversee operational performance, resource allocation, client relationships, and implementation of strategic initiatives including technology adoption and process optimization.
Establish and monitor team performance metrics, ensure regulatory compliance, and contribute to long-term business strategy and planning.
Minimum Requirements
Bachelor’s degree in Accounting or Business Administration.
15 years of progressive experience in financial services or client operations, including 5-7 years in senior leadership roles.
Strong working knowledge of the IA Act of 1940 and ICA of 1940; experience with SEC exams and mock exams preferred.
Work Experience Required: 15 years in related domain; Location: Hyderabad, India.
Ideal Candidate Profile
Experienced leader skilled in managing high-performing teams with strong operational KPI management and coaching abilities.
Deep expertise in regulatory compliance, especially related to SEC regulations and financial services client operations.
Proven ability in building strategic client relationships and driving continuous process improvements in complex operational environments.