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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 fintech, metro location, mid-level role but niche compliance reduces applicant density.
Requires financial services regulatory and controls expertise, making background transferability across industries limited.
Explicit 6–8 years, audit/compliance background and preferred certifications make screening strict.
Job Description
Structured overview of role & requirementsAbout This Role
Lead and coordinate compliance control reviews including risk identification, test script definition, execution coordination, and outcome evaluation.
Engage with senior business and compliance leaders for scoping, control design assessment, findings reporting, and recommending control improvements.
Spearhead strategic initiatives to scale and optimize Compliance Testing and Monitoring capabilities ensuring timely delivery of review workpapers as per methodology SLAs.
Minimum Requirements
6 to 8 years of experience in audit, compliance testing, or monitoring, preferably within financial services (banks, NBFC, fintech).
Background in Compliance Assurance or experience leading audits/examinations/compliance reviews focusing on controls testing.
Relevant audit or industry qualifications such as CIA or CRCMP, or a university degree.
Fluency in written and spoken English; proficiency in Excel and SQL preferred but not mandatory.
Ideal Candidate Profile
Experienced in financial services regulatory environment with good knowledge of India and Asia Pacific regulations.
Detail-oriented individual skilled in analytical work, communication, and time management, capable of producing clear and concise compliance reports independently.
Demonstrated ability to build credibility and manage relationships with senior business leaders and control functions globally, handling escalations effectively.