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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 fintech brand, metro location, and mid-level role increase applicant density despite niche compliance requirements.
Role demands regulatory, controls, and financial-services expertise, making background highly industry-specific and less transferable.
Mandatory 6+ years relevant experience, financial-services background preference, and AML/OFAC plus audit qualifications make filters strict.
Job Description
Structured overview of role & requirementsAbout This Role
Identify and assess product/service risks during pre-planning and prepare regulatory control checklists.
Design and execute compliance evaluation programs, lead walkthroughs, and report findings with recommendations to senior leadership.
Define and coordinate testing scripts with development teams, assess control effectiveness, and document issues during reviews.
Minimum Requirements
At least 6 years of experience in audit, compliance testing, monitoring, or relevant compliance roles.
Experience in compliance assurance or audit/controls testing within financial services (banks, NBFC, insurance, stock broking, fintech) or related industry.
Basic AML/OFAC experience preferred but not mandatory.
Fluency in written and spoken English; university degree or audit/industry qualifications mandatory.
Ideal Candidate Profile
Experienced in controls testing focused on control design and operational effectiveness in financial services compliance contexts.
Detail-oriented, analytical, with strong communication skills suitable for engaging senior business and compliance leaders.
Ability to interpret complex regulations across India and APAC, with a keen interest in technical compliance and investigative reviews.