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Protocol Intelligence
Data-driven signals on your job's competitivenessTier-1 fintech, mid-level compliance role in Bangalore with broad audit requirements increases applicant competition.
Role prefers financial-services compliance and audit background limiting cross-industry transferability.
Explicit six-year requirement and domain-specific compliance/audit experience in regulated fintech increases screening strictness.
Job Description
Structured overview of role & requirementsAbout This Role
Identify and assess risks in products/services during pre-planning and control design phases within technology risk and compliance.
Lead and execute compliance evaluations including control testing, walkthroughs, issue documentation, and coordination with development teams on testing scripts.
Engage with senior business and compliance leaders to report findings, suggest solutions, and ensure adherence to regulations across India and APAC.
Minimum Requirements
Minimum 6 years of experience in audit, compliance testing, monitoring, or relevant compliance roles.
Experience with controls testing including design assessment and operating effectiveness, preferably in financial services (banks, NBFC, insurance, stock broking, fintech).
Basic knowledge of AML/OFAC regulations preferred.
Must have an audit or relevant industry qualification or university degree; proficiency in written and spoken English; proficiency in Excel and SQL preferred.
Ideal Candidate Profile
Experienced in financial services compliance or audit environments focusing on controls testing and regulatory compliance across multiple jurisdictions within India/APAC.
Detail-oriented with strong analytical and communication skills, capable of interacting and influencing senior business and control function leaders globally.
Capable of conducting investigative compliance reviews with strong time management, curiosity, and ability to produce clear, concise reports with minimal supervision.