Senior Executive, Financial Services Compliance
PhonePe (company site, opens in a new tab)2–4 yrsBengaluruOn-siteDirect career pageEst. 8–16 LPA
Posted on 4 Sept
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Job description
Structured overview of role & requirements
About This Role
- Conduct testing of IT Application Controls including code reviews and IT General Controls such as Change Management and Access Management.
- Assist in risk assessment activities including evaluation of controls, process flow documentation, and business process walkthroughs for IT audits.
- Plan and execute audits like SOX, Internal, External and Management Testing; prepare/review compliance policies and maintain management relations regarding audit deliverables.
Minimum Requirements
- Educational Qualification: BE/BTech/MTech/MCA/BCA or equivalent; Master's or MBA in business, computer science, information systems, or engineering also accepted.
- Work Experience Required: Approximately 2-4 years in related IT audit roles, preferably in financial sector applications.
- Mandatory Skills: Experience with IT audits of financial sector applications, IT General Controls, and knowledge of SOX, COBIT, SSAE18/ISAE 3402 is good to have.
- Preferred Certification: CISA certification is preferred; experience with OS/DB/Network reviews and exposure to Risk Management and multiple ERP systems is advantageous.
Ideal Candidate Profile
- Demonstrates strong understanding of complex information systems and their audit impacts with ability to conduct detailed technical and code logic reviews.
- Experienced in project management and maintaining effective communication with management and audit teams throughout engagement lifecycle.
- Exhibits strong documentation skills including creation of risk & control matrices and process flow diagrams aligned with IT compliance frameworks.