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Tier-1 bank role in Bangalore with specialized regulatory skills and senior experience yields moderate competition.
Regulatory banking compliance demands domain-specific experience, making background fit highly sensitive.
Explicit 8+ years and mandatory regulatory expertise make shortlisting highly strict.
Ensure accurate implementation and monitoring of client classification regulatory requirements across APAC/EMEA/US regions.
Manage daily control reports, investigate regulatory exceptions, and coordinate remediation with stakeholders including Compliance, Legal, and Client Lifecycle Management teams.
Provide practical guidance on regulations and documentation, update Key Operating Procedures, and train Client Onboarding team on regulatory changes.
8+ years of experience in regulatory compliance, client classification, KYC/onboarding, or related roles within investment banking or financial institutions.
Strong knowledge of financial regulations including MiFID II, EMIR, Dodd-Frank, CFTC, SEC, Volcker Rule, and FINRA in an operational or control capacity.
Proficient in MS Excel (pivot tables, VLOOKUPs) and Microsoft Office suite.
Location requirement: Must work in Bangalore office following hybrid working model.
Experienced in managing regulatory exceptions, escalations, and control processes with strong stakeholder management skills.
Comfortable interpreting complex financial regulations and applying analytical judgment in ambiguous or grey areas.
Familiar with operational workflows involving Compliance, Legal, KYC, Client Onboarding, and Operations within banking or financial services.