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Tier-1 brand, mid-level generalist operations title, and metro/regulatory appeal drive high competition.
Requires specialized broking, SEBI/depository, and reconciliation expertise, limiting cross-industry transferability.
Mandatory NISM certification, 4+ years broking experience, and regulatory expertise create strict filters.
Manage daily broking back-office operations including trade support, clearing & settlement, reconciliations, risk operations, and client service.
Ensure timely settlements, accurate reconciliations, strong controls, and regulatory compliance with SEBI, Exchanges, Depositories, and Clearing Corporations.
Collaborate with Technology, Compliance, Finance, and front-office teams to drive operational stability, support audits and regulatory inspections, and implement process improvements and automation.
Graduate degree in Commerce, Finance, Business Administration, or Engineering; MBA or equivalent preferred.
Mandatory certification: NISM Series VII - Securities Operations and Risk Management.
Minimum 4+ years of experience in stock broking operations, clearing, or depository functions.
Deep functional knowledge of NCL & ICCL settlement processes, reconciliation, risk operations, collateral management, reporting, and back-office accounting software.
Strong domain expertise in broking back-office operations and regulatory compliance, including SEBI Master Circulars and Exchange rules.
Demonstrated experience scaling high-volume broking operations with operational resilience and ability to manage stakeholder expectations.
Experience working in large broking or financial institutions with capability to prioritize, supervise, and manage operational teams and workflows.