Operations Risk and Regulatory Oversight - Associate - Product Support & Services
Morgan Stanley (company site, opens in a new tab)4+ yrsMumbaiOn-siteDirect career pageEst. 12–18 LPA
Posted on 18 Sept
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Job description
Structured overview of role & requirements
About This Role
- Manage risk profile for Global MSIM Operations including risk identification, reporting, and mitigation to ensure compliance with firm and operations policies.
- Support vendor governance, including lifecycle management of 3rd party service onboarding and perform periodic functional risk assessments with senior stakeholder reporting.
- Drive risk programs and initiatives globally and regionally, providing expert knowledge, training others, and handling escalation within the Product Support & Services team.
Minimum Requirements
- At least 4 years of relevant experience in operations risk or similar functional area.
- Basic knowledge of mutual funds business is mandatory.
- Experience or knowledge of UK CASS regulatory rules and regulatory governance is preferred but not mandatory.
- Work Experience Required: Minimum 4 years. Notice Period: Not explicitly mentioned in the JD.
Ideal Candidate Profile
- Operates independently on risk management and compliance tasks with comprehensive domain knowledge of operations and compliance policies.
- Experienced in regulatory risk assessments and control enhancement, especially relating to financial services operations and vendor governance.
- Familiarity with user-led automation tools (PowerBI, Alteryx, UiPath) and strong capability in stakeholder communication at senior levels.