Back
Login to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Tier-1 brand and metro location increase visibility, but specialized surveillance expertise reduces applicant density.
Requires deep financial market surveillance and regulatory expertise, limiting transferability across industries.
Explicit 7+ compliance years, 3+ management experience, and surveillance domain mandates make filters highly rigid.
Lead and manage the India-based Global Surveillance Oversight (GSO) team across Trade, Electronic Communications, and Voice Surveillance functions, accountable for surveillance risk management and program evolution.
Provide strategic leadership and governance for GSO, drive compliance with surveillance standards, regulatory readiness (SEC, FCA, etc.), and partner with global leadership on operating model transformation.
Lead transformation initiatives including automation, analytics, AI-driven monitoring, and oversee stakeholder management and people leadership to ensure capacity, accountability, and succession planning.
Minimum 7+ years of Compliance experience (or equivalent via training, education, military, etc.).
At least 3+ years of management or leadership experience.
Experience managing Trade Surveillance and/or Communications Surveillance programs, preferably within a global financial institution.
Strong knowledge of regulatory frameworks including SEC, FCA, FINRA, MiFID, MAR is preferred but not mandatory.
Experienced compliance leader with background in overseeing multiple surveillance disciplines simultaneously in a global financial services environment.
Proven ability to lead complex surveillance risk frameworks, operational execution, and regulatory examination readiness across jurisdictions.
Demonstrated track record in strategic transformation initiatives involving technology, automation, and global operating model development.