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Strong Fidelity brand, metro Gurgaon location, and mid-level finance experience requirements increase candidate competition.
Role requires specialized investment compliance and regulatory expertise, limiting cross-industry transferability.
Explicit 6+ years requirement plus mandatory investment compliance and regulatory experience makes shortlisting highly selective.
Perform end-of-day portfolio compliance monitoring for global retail and institutional investment products.
Investigate, classify, and resolve compliance breaches and regulatory violations in line with internal policies and regulations.
Enhance compliance monitoring systems and processes, support client certifications, and collaborate with global investment compliance and portfolio teams.
6+ years of experience in investment management industry, preferably in investment compliance.
Experience in investment compliance guideline monitoring is mandatory; rule coding experience preferred.
Knowledge of regulatory environments such as UCITS, SICAV, MPF, and Investment Company Act of 1940 is advantageous.
Degree preference: CFA, FRM, or Bachelor of Business or Commerce; Business-level English communication skills required.
Experienced with portfolio monitoring processes and interpreting client investment management agreements.
Has strong knowledge of investment products including Equities, Fixed Income, and Derivatives.
Capable of problem-solving, managing tight deadlines, and working across global teams in a compliance-focused environment.