Specialist - Regulatory Operations
StoneX Group Inc. (company site, opens in a new tab)3+ yrsBengaluruOn-siteDirect career pageEst. 10–18 LPA
Posted on 10 Sept
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Job description
Structured overview of role & requirements
About This Role
- Own daily MiFID trade and transaction reporting controls including exceptions, rejects, and reconciliations to ensure accuracy and compliance.
- Investigate complex reporting issues, perform root cause analysis, and drive remediation through to closure across global Regulatory Operations.
- Support regulatory change delivery through impact assessments, requirements gathering, testing, and collaborating with Technology, Compliance, Change teams, and external vendors.
Minimum Requirements
- 3+ years hands-on experience in MiFID II / MiFIR trade and transaction regulatory reporting.
- Strong understanding of MiFID reporting requirements including reportability, field logic, data quality, lifecycle events, and exception management.
- Experience with trade lifecycle and financial instruments such as equities, derivatives, FX, fixed income, and commodities.
- Work Experience Required: 3+ years in regulatory reporting focused on MiFID; Notice Period: Not explicitly mentioned in the JD.
Ideal Candidate Profile
- Demonstrates subject matter expertise in MiFID regulatory reporting with ability to work independently and use judgement in issue investigation.
- Experienced in stakeholder engagement across Operations, Technology, Compliance, Change teams, and external vendors.
- Comfortable analyzing complex data sets, challenging data quality and reporting logic, and supporting regulatory change initiatives.