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Tier-1 brand, mid-level experience, and metro Bangalore increase applicant competition.
Role requires niche mutual-fund compliance expertise, making cross-industry transfers difficult.
Mandatory 4+ years, specific investment-compliance and prospectus coding experience increases filter strictness.
Own the onboarding of new investment clients by interpreting compliance requirements from prospectuses/mandates and creating compliance rule matrices.
Perform annual reviews of compliance rules against updated client documents and handle ad-hoc investment guideline queries to ensure portfolios comply with regulations.
Collaborate with internal coding and compliance teams to maintain accurate compliance systems and deliver timely reporting to clients.
Minimum 4+ years experience in Fund Administration or related investment compliance roles including pre or post-trade compliance monitoring or coding.
University degree in Business, preferably with majors in Accounting, Finance, or related financial programs.
Strong knowledge of U.S. Investment Companies Act of 1940 or UCITS is mandatory.
Not explicitly mentioned: Notice period or location restrictions.
Experienced compliance professional with demonstrated ability to translate complex investment guidelines into operational compliance rules and procedures.
Comfortable liaising with clients and internal teams to ensure compliance accuracy and timely issue resolution in asset management environment.
Proficient in advanced MS Excel and preferably some exposure to investment compliance coding tools like Charles River Development (CRD) or VBA.