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Tier-1 brand, metro location, mid-level generalist operations role with common title increases applicant competition.
Securities and derivatives post-trade operations with licensing requirements creates high industry-specific skill barriers.
Explicit 6-10 years requirement plus mandatory Series 9 license and people-management experience raises shortlisting rigidity.
Manage and oversee securities and derivatives post-settlement operations to ensure seamless transaction processing.
Develop and implement business initiatives, policies, and process improvements in securities and derivatives processing.
Lead a team, handle complex client inquiries, conduct due diligence, and coordinate with internal and external clients to enhance service quality.
6-10 years of relevant experience.
Bachelor’s Degree or equivalent experience; Master’s degree preferred.
Series 9 licensing/registration mandatory.
People management experience required.
Experienced in managing post-settlement operations within securities and derivatives domain.
Proven track record in leading teams and driving process improvements in transaction services.
Skilled in risk assessment, compliance adherence, and client service enhancement initiatives.