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Tier-1 brand, metro location, and mid-level generalist operations role increase applicant competition significantly.
Securities settlements and trade lifecycle expertise are industry-specific, reducing cross-industry transferability.
Explicit 3+ years settlements requirement plus compliance and reconciliation skills makes shortlisting highly strict.
Support and perform low complexity tasks across the securities trade lifecycle focusing on settlements, reconciliation, and exception management.
Identify and contribute to process improvements and assist in implementing projects or revised procedures involving coordination among operations teams.
Monitor daily securities and cash production work and resolve low complexity escalated issues within Securities Operations.
Minimum 6 months of Securities Operations experience or equivalent through work, training, military, or education.
Minimum 3+ years of Trade Settlements experience with strong understanding of trade lifecycle, settlements, reconciliation, and exception management.
Experience managing trade settlement exceptions, failed trades, and break resolution is required.
Work Experience Required: Minimum 3+ years in Trade Settlements; 6+ months in Securities Operations also mentioned.
Experienced in end-to-end trade settlement operations including domestic and/or international settlements.
Familiar with trade matching, confirmation, allocation, reconciliation, and post-settlement activities.
Knowledgeable about financial product settlements including Equity, Fixed Income, FX, and Mutual Funds.