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Common operations title, metro location, and recognizable employer increase applicant competition.
High because role requires mutual funds, transfer agency, and compliance domain expertise.
Low due to no explicit years, certifications, or stringent technical prerequisites.
Process mutual fund transactions including subscriptions, redemptions, as-of trades, and trade corrections within Transfer Agent operations.
Conduct quality control of processed trades, monitor electronic communications for FINRA compliance, and review alerts on investor data.
Achieve SLA delivery and productivity targets while performing transaction processing, risk, and compliance related functions.
Bachelor's degree or equivalent in Finance, Economics, Accounting, or relevant discipline related to financial markets and trade flow.
Foundational knowledge of mutual fund back-office operations, transfer agency, transaction processing, or risk and compliance.
Ability to meet SLA and quality standards under time-sensitive deadlines in a team environment.
Work Experience Required: Not explicitly mentioned in the JD.
Familiarity with mutual fund transaction processing and compliance surveillance functions within financial operations.
Operates effectively in fast-paced, dynamic environments interacting with multiple internal and external teams globally.
Possesses strong attention to detail, organizational skills, and analytical ability to follow procedures and maintain quality standards.