Back
Login to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Strong M&G brand and Mumbai metro presence increase applicant density despite niche senior compliance focus.
Requires deep buy-side investment compliance and regulatory expertise, limiting cross-industry transferability.
Strict 15+ years buy-side compliance requirement, Aladdin familiarity, and senior leadership expectations.
Lead end-to-end investment compliance capability including client mandate interpretation, rule coding, pre- and post-trade monitoring, breach management, and governance reporting across asset management portfolios.
Own controls monitoring and market abuse monitoring, ensuring compliance with regulations, policies, and client guidelines supported by robust systems and processes.
Drive strategy, operating model, technology enhancements, risk management, and stakeholder leadership to improve compliance outcomes and reduce operational risk.
15+ years experience in buy-side asset management with deep investment compliance and guideline monitoring expertise.
Master's degree in Finance, Economics, Mathematics, or equivalent; CFA preferred; technical certifications (SQL/VBA) desirable.
Strong knowledge of investment guidelines, mandate interpretation, portfolio compliance, capital markets, derivatives, and ESG monitoring.
Experience with compliance technology platforms such as BlackRock Aladdin or equivalents and strong MI/reporting skills (Power BI, Excel).
Senior leader with demonstrated ability managing global/complex investment compliance and controls teams across coding and monitoring functions.
Techno-functional orientation with experience leading investment compliance transformation and automation initiatives in buy-side environments.
Strong cross-functional stakeholder management skills partnering with front office, risk, compliance, technology, and regulatory teams to drive compliance strategy and governance.