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Well-known asset manager, metro location, and common mid-level finance analyst role increase candidate competition.
Role requires domain-specific investment compliance and fund regulation knowledge, limiting cross-industry transferability.
Moderate filters: finance background and Excel/compliance tools preferred but no strict mandatory certifications or exact years.
Support investment guideline management including documentation review, rule coding into compliance applications, and rule testing.
Maintain data integrity for compliance systems by performing checks and collaborating with Data Management and Technology teams.
Communicate effectively with internal and external clients to ensure adherence to regulatory and client-specific investment guidelines.
Degree preferably in Finance, Economics, or Accounting; candidates with non-finance degrees require 2-3 years finance experience.
Proficiency in Excel; experience with investment compliance tools is preferable but not mandatory as training will be provided.
Work Experience Required: Not explicitly mentioned in the JD (beyond degree or experience criteria).
Location Requirement: Pune, India.
Familiarity with Fixed Income instruments and investment fund regulations such as the 1940 Act and UCITS.
Experience working in teams under time-sensitive deadlines.
Exposure to ESG screening data (MSCI, ISS, Sustainalytics) and some technical skills like SQL or MS Access are advantageous.