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Tier-1 brand and metro location but niche, senior fund-services specialization limits applicant density.
Role requires fund-specific regulatory expertise and fund services experience, so industry background fit is high.
Explicit 6-9 years requirement, mandatory AIFMD/UCITS knowledge and specific compliance tools raises shortlisting strictness.
Ensure Northern Trust meets UCITS and AIFMD oversight responsibilities focusing on Valuation oversight and Investment Compliance.
Conduct ongoing monitoring of regulatory and fund-specific requirements, perform qualitative asset eligibility assessments, and assist in risk-related analyses such as liquidity and derivative exposure.
Lead migration of Depositary Operations processes, act as Investment Compliance Monitoring SME, manage compliance tool rules, investigate breaches, and support due diligence and reporting activities.
6-9 years of experience in fund services, financial services, accounting, or auditing.
Knowledge of regulatory requirements for European funds, especially Irish, Luxembourg, and UK funds (Preferred).
Third level qualification and/or advanced professional studies.
Proficiency in compliance monitoring tools such as Charles River, MiG21, or Aladdin with rules writing experience.
Experienced in managing complex fund compliance and oversight processes with strong knowledge of EU regulations (AIFMD, UCITS).
Able to lead cross-functional projects and influence senior stakeholders, with strong project management skills.
Comfortable working independently, resolving complex issues, and improving processes using automation initiatives (e.g., Macros, RPA).