Assistant Vice President – Regulatory Operations
Delta Capita (company site, opens in a new tab)6–12 yrsBengaluruHybridDirect career pageEst. 14–22 LPA
Posted on 2 Sept
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Job description
Structured overview of role & requirements
About This Role
- Own and run the end-to-end daily regulatory reporting cycle for assigned managed services clients across multiple regimes (CFTC, EMIR, MiFIR / MIFID II, SFTR, ASIC, MAS, HKMA), ensuring completeness, accuracy, and timeliness.
- Establish root cause for reporting exceptions, either client data or platform errors, escalate unresolved issues same day, and remediate within agreed parameters to minimize recurring problems.
- Design, document, and implement operational controls and governance around regulatory reporting, post-reporting assurance, and reconciliations; contribute to client governance and risk assessments.
Minimum Requirements
- 6 to 12 years of experience in trade and transaction reporting operations at banks, broker-dealers, asset managers or reporting vendors with ownership of live reporting queues.
- Working knowledge of at least two regulatory regimes from CFTC, EMIR, MiFIR / MIFID II, SFTR, ASIC, MAS, or HKMA and understanding of OTC and exchange-traded derivatives reporting requirements.
- Experience with books and records reconciliation to trade repositories (e.g. DTCC GTR), handling trade repository acknowledgements, and pairing and matching breaks.
- Bachelor’s degree preferred or equivalent experience; location in Bangalore with hybrid working; working hours aligned to EU shift 09:00–17:00 UTC (14:30–22:30 IST).
Ideal Candidate Profile
- Experienced in full-cycle regulatory reporting operations including daily trade, collateral, and valuation message workflows with strong problem-solving discipline for root cause analysis.
- Skilled in designing and embedding operational controls with evidence and audit readiness, comfortable engaging with clients on data quality and regulatory compliance issues.
- Able to interpret technical data flows, system behavior, and regulatory rules, with strong Excel skills and an ability to communicate technical details clearly to clients and leadership.