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Tier-1 bank, common securities operations role, mid-level experience and metro location drive high applicant competition.
Role requires domain-specific securities operations expertise, limiting cross-industry transferability.
Mandatory 2+ years securities operations experience plus compliance and risk requirements make screening highly strict.
Support and improve Securities Operations processes including client onboarding, cash payments, funding, custodial operations, and securities settlement.
Resolve low to moderately complex operational issues, conduct risk research, and contribute to process improvements with independent judgment in trade settlement workflow controls.
Lead or participate in projects impacting operations teams, analyzing initiatives related to financial impact and risk, and monitor daily securities and cash production work.
Minimum 2+ years of Securities Operations experience or equivalent through work, training, education, or military experience.
Experience in trade processing, clearing, or settlement operations is desired but not mandatory.
Strong product knowledge across Equity, Fixed Income, and primarily Mutual Funds is preferred.
Work Experience Required: Minimum 2+ years in Securities Operations or equivalent.
Experienced in trade lifecycle support with ability to independently resolve moderately complex operational issues.
Familiar with operational risk management and compliance controls within securities trade settlements.
Capable of leading or coordinating cross-functional operational projects that involve financial and risk decision-making.