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Tier-1 bank and Mumbai location, but niche surveillance expertise and seniority moderate competition.
Requires deep markets, surveillance tool and regulatory expertise, limiting transferability across industries.
Explicit 8+ years, mandatory surveillance systems, regulatory reporting and domain expertise drive strict filtering.
Conduct daily surveillance of equities, derivatives, fixed income, and commodities trading to ensure regulatory compliance and manage alerts through investigation and escalation.
Design, enhance, and calibrate surveillance controls and tools, supporting projects and improvements to the surveillance framework and MI reporting for governance.
Collaborate with global teams, including Compliance, Operations, Sales & Trading, Technology, and vendors, to maintain and improve the surveillance program and respond to regulatory enquiries.
Minimum 8+ years of relevant experience in trade surveillance or compliance within financial services.
Hands-on experience with third-party surveillance systems such as Nasdaq Trade Surveillance, Trading Hub, or Actimize, and market data platforms like Bloomberg and LSEG Workspace.
Proficiency with data analysis tools including Tableau and SQL for large dataset interrogation and analysis.
Postgraduate qualification preferred (e.g., MSc or MBA in Finance).
Experienced working with cross-regional teams in a regulated financial environment, demonstrating strong stakeholder management and clear communication of complex surveillance issues.
Skilled in designing and assessing control frameworks and thresholds, identifying enhancements to surveillance effectiveness.
Analytical and execution-focused professional able to prioritize competing demands while maintaining governance standards and supporting regulatory reporting.