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Strong brand, metro location, generalist compliance role and broad skillset increase applicant competition.
Requires investment-advisor/mutual-fund regulatory experience, making background fit highly industry-specific.
Explicit 10–15 years, mutual-fund compliance experience, and people-management requirements make shortlisting highly strict.
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Monitor and review regulatory reports on daily, weekly, monthly, and quarterly basis ensuring compliance with global regulatory requirements.
Manage and update processes related to substantial shareholding reporting and implement changes based on evolving regulatory requirements across multiple countries, specifically in the Americas.
Lead, mentor, and manage a team responsible for regulatory reporting, process improvement, and compliance monitoring activities including workload prioritization and capability building.
10-15 years total relevant work experience in Compliance or regulatory environment within investment advisory or mutual fund sector.
Bachelor's degree in Commerce/Finance required; Master's preferred.
Proficiency in MS Office; familiarity with trading/compliance systems like Charles River and Bloomberg is preferred but not mandatory.
Work Model: Hybrid with expected minimum three days per week in designated office as per company policy.
Experienced in handling complex regulatory reporting and substantial shareholding disclosures across multiple jurisdictions, especially in Americas region.
Proven people management capability including mentoring, workload management, and performance enablement in compliance teams.
Demonstrates strong analytical skills with attention to detail and capability to independently resolve advanced compliance queries and issues.