





Tier-1 bank and metro location increase applicant competition for this mid-level operations role.
Requires securities operations and settlement experience, limiting cross-industry transferability.
Explicit 2+ years securities operations requirement and compliance focus create strict shortlisting filters.
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Manage lifecycle support initiatives in Securities Operations, including process improvement and resolution of low to moderately complex trade environment issues.
Handle client account onboarding, cash payments, funding operations, securities settlement, structured loan operations, and general ledger reconciliation with independent judgment on operational tasks and risks.
Lead or contribute to projects and process implementations supporting business strategies, monitor daily securities and cash production work, and maintain compliance with policies and controls.
Minimum 2+ years of Securities Operations experience, or equivalent via work, training, military, or education.
Experience preferably includes trade processing, clearing/settlement operations, and product knowledge of Equity, Fixed Income, and Mutual Funds (7+ years desired).
No specific degree mentioned.
Notice period not explicitly mentioned in the JD.
Experienced in mid-level Securities Operations roles with capability to independently resolve operational and trade settlement issues.
Strong understanding of operational processes in securities lifecycle including client onboarding, settlement, and general ledger reconciliation.
Able to lead or participate in cross-team projects and process improvements impacting financial risk and compliance.